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TV

Terry K. Vickery

Some features on this profile are disabled
CRD#: 1610937
TV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Terry Kenneth Vickery was a registered financial professional .

Terry is a previously registered financial professional and started their career in finance in 1988. Terry had worked at 14 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 8, 1993 - October 27, 1993

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
Past

October 8, 1993 - April 12, 1994

STRATEGIC RESOURCE MANAGEMENT, INC.

BD
CRD#: 28974
Past

September 18, 1992 - August 23, 1993

TOLUCA PACIFIC SECURITIES CORP.

BD
CRD#: 13875
Past

July 2, 1991 - September 9, 1992

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
Past

April 3, 1991 - June 7, 1991

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
Past

January 7, 1991 - February 7, 1991

G. K. SCOTT & CO., INC.

BD
CRD#: 3305
Past

November 15, 1990 - December 20, 1990

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
Past

October 15, 1990 - November 20, 1990

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

December 23, 1989 - September 13, 1991

FIRST AMERICA EQUITIES CORP.

BD
CRD#: 7652
Past

September 8, 1989 - December 23, 1989

ADVENT SECURITIES, INC.

BD
CRD#: 16499
Past

July 18, 1989 - August 5, 1989

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
Past

January 5, 1989 - March 10, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670
Past

October 12, 1988 - December 10, 1988

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
Past

August 15, 1988 - September 27, 1988

FITZGERALD, TALMAN, INC.

BD
CRD#: 13699

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/8/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1988
General Securities Representative Examination

Current Firm

TE
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BURTON SECURITIES, INC. | TUSCANY EQUITY MANAGEMENT CORPORATI0N | SOVERIGN EQUITY MANAGEMENT CORPORATION | SOVEREIGN EQUITY MANAGEMENT CORP. | ROEBLING SECURITIES, INC.

CRD#: 20016 / SEC#: , 8-38025

BD
Terminated by SEC on 12/19/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 06/01/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

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