Lurie Davis

LURIE DAVIS WEALTH MANAGEMENT LLC

Lynn, MA

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CRD#: 1610922

Professional summary

Lurie Davis, who also goes by Lou Davis, is a registered financial advisor currently at LURIE DAVIS WEALTH MANAGEMENT LLC located in Lynn, Massachusetts.

Lurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Lurie has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2003 TO PRESENT, LURIE DAVIS (DAVIS ESTATES CONDOMINIUM ASSOCIATION) LYNN, MA, NOT INVESTMENT RELATED, HOLDING MEETINGS WITH UNIT OWNERS, HIRING MAINTENANCE PEOPLE TO FIX PROBLEMS, KEEPING FINANCIAL RECORDS, ADDRESSING ANY ISSUES OR PROBLEMS UNIT OWNERS MIGHT HAVE, ADDRESS ANY LEGAL ISSUE ON BEHALF OF THE CONDO ASSOCIATION, SELF-EMPLOYED, MANAGING CONDOMINIUMS, PRESIDENT, 12 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HRS. TRUSTEE, PRISCILLA DAVIS TRUST, 5 HRS PER MONTH, SCHEDULE MAINTENANCE OF UNIT, KEEPING FINANCIAL RECORDS, ADDRESS ANY LEGAL ISSUES, O HRS DURING SECURITIES TRADING HRS. BOARD MEMBER/TREASURER, THEY MADE IT...SO CAN I, INC. A 5TH GRADE SPEAKERS SERIES, BOSTON PUBLICS SCHOOS, 5 - 10 HRS PER MONTH, KEEPING FINANCIAL RECORDS, O HRS DURING SECURITIES TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lurie Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2007 - Present

LURIE DAVIS WEALTH MANAGEMENT LLC

RIA

CRD#: 142294

Lynn, MA

Past

August 1, 2005 - September 19, 2006

WADDELL & REED

CRD#: 866

WALTHAM, MA

Past

December 9, 1998 - October 17, 2003

WOOD (ARTHUR W.) COMPANY, INC.

CRD#: 3798

BOSTON, MA

Past

June 26, 1997 - October 30, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 1, 1990 - June 25, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/20/2022)

IAR

Massachusetts
(4/11/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/22/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LURIE DAVIS WEALTH MANAGEMENT LLC

CRD#: 142294 / SEC#:

Illinois

Registered Investment Advisory firm - (9/20/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (4/11/2007 Approved)

New York

Registered Investment Advisory firm - (5/30/2017 Approved)

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Contact information

Main Address

Lynn, MA

Mailing Address

40 Baltimore Street Unit #40a, Lynn, MA 01902

Phone number

(781) 595-0396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lurie Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lurie Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LURIE DAVIS WEALTH MANAGEMENT LLC

WADDELL & REED

WOOD (ARTHUR W.) COMPANY, INC.

MORGAN STANLEY DW INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/1997

Series 63

Date: 8/26/1997

Series 31

Date: 9/22/1997

Series 7

Date: 8/19/1997

Series 6

Date: 9/28/1990

Current Firm

LURIE DAVIS WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

LURIE DAVIS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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