William L. Bechtold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Leo Bechtold, who also goes by Bill Bechtold, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 12 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2002 - September 15, 2017
SECURITIES SERVICE NETWORK, LLC
October 12, 2001 - October 25, 2002
BRECEK & YOUNG ADVISORS, INC.
May 20, 1997 - October 12, 2001
SIGNATOR FINANCIAL SERVICES, INC.
January 31, 1997 - May 7, 1997
OSAIC WEALTH, INC.
January 3, 1995 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
August 15, 1994 - December 14, 1994
ADVANTAGE CAPITAL CORPORATION
January 13, 1987 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
May 24, 1979 - November 5, 1986
ILG SECURITIES CORPORATION
August 19, 1977 - June 15, 1979
PIEDMONT CAPITAL CORPORATION
January 26, 1977 - September 29, 1977
TOWER SQUARE SECURITIES, INC.
June 2, 1976 - February 17, 1977
PIEDMONT CAPITAL CORPORATION
June 26, 1973 - June 13, 1976
PROVIDENT SECURITIES CORPORATION
July 19, 1970 - July 22, 1973
MUTUAL FUND CORP OF DEL INC
July 1, 1968 - September 14, 1972
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/24/1968
Registered Representative ExaminationSeries 00
Date: 9/27/1971
General Securities Principal ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
