Kerry L. Walker

J.W. COLE FINANCIAL

Tulsa, OK 74137

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CRD#: 1610703

Professional summary

Kerry Linn Walker, who also goes by Kerry L Walker, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tulsa, Oklahoma.

Kerry is registered as a RR (Registered Representative) and started their career in finance in 1987. Kerry has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kerry L Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Business Owner Solutions; Not-investment Related; 10156 W. Maplewood Ave, Tulsa, OK 74137; Small business ownership consulting; Owner; consult with owners of closely held business on ownership issues; Start date 1/3/2012; 5 hrs./mo., 0 during trading. (2) Walker Firm, Inc; DBA; Investment Related; 10156 S. Maplewood Ave, Tulsa, OK 74137; President/Owner; Corporation for doing insurance and investment business; Investment sales; Start 6/1/2002; 200 hrs./mo.; 200 hrs./mo. during trading. (3) Rental Property; Not investment related; 10156 S. Maplewood Ave, Tulsa, OK 74137; Owner; Collect rent and manage property upkeep; Start 11/2/2023; 0 hours/month during trading. (4) Farmland Rental; Not investment related; 10156 S. Maplewood Ave, Tulsa, OK 74137; Cash rent of irrigated farmland in Nebraska; Owner; Collecting rent; start 11/2/2023; 0 hours during trading.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kerry Linn Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2021 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 10156 S Maplewood Ave, Tulsa, OK 74137

CRD#: 124583

Tulsa, OK

Past

July 28, 2021 - January 11, 2024

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Tulsa, OK

Past

October 9, 2019 - July 30, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TULSA, OK

Past

October 4, 2019 - July 30, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

TULSA, OK

Past

October 6, 2010 - June 5, 2019

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

AURORA, CO

Past

October 6, 2010 - June 5, 2019

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Tulsa, OK

Past

February 14, 2008 - October 7, 2010

SPC

RIA

CRD#: 110692

AURORA, CO

Past

July 3, 2006 - October 7, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

AURORA, CO

Past

January 1, 1999 - July 5, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

AURORA, CO

Past

February 26, 1997 - July 5, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

AURORA, CO

Past

July 25, 1995 - January 17, 1997

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 30, 1994 - July 12, 1995

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

April 7, 1987 - March 17, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/22/2022)

Colorado
(7/28/2021)

Florida
(1/7/2022)

Mississippi
(10/30/2024)

Missouri
(7/28/2021)

Nebraska
(7/28/2021)

Oklahoma
(7/28/2021)

Texas
(7/28/2021)

Exams

State Security Law Exam

Series 63

Date: 10/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/25/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kerry L. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kerry Linn Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. W. COLE ADVISORS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

SPC

PARKLAND SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

CARILLON INVESTMENTS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/9/1995

Series 22

Date: 3/25/1988

Series 6

Date: 4/6/1987

Series 24

Date: 8/26/1997

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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