William T. Mills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Mills III, who also goes by Bill Mills, William T. Mills III, William T. Mills, William Thomas Mills, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1993. William had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2022 - May 6, 2025
PINNACLE CAPITAL SECURITIES, LLC
May 18, 1998 - July 2, 2012
HIGHLAND ASSOCIATES INC
June 16, 1993 - April 12, 2010
HIGHLAND INFORMATION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/10/2022
General Securities Representative ExaminationCurrent Firm
PINNACLE CAPITAL SECURITIES, LLC
CRD#: 106213 / SEC#: 801-40956, 8-65263
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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