Robert C. Kaapke

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CRD#: 1610250

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Craig Kaapke was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2001 - June 14, 2002

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

May 31, 2000 - December 31, 2000

TRAVIS MORGAN SECURITIES INC.

CRD#: 29088

DALLAS, TX

Past

February 26, 1996 - February 22, 2000

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

March 20, 1995 - March 11, 1996

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

February 1, 1993 - March 16, 1995

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

June 1, 1992 - January 19, 1993

U.S. SECURITIES CLEARING CORP.

CRD#: 15403

SAN DIEGO, CA

Past

May 16, 1991 - March 26, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

August 3, 1989 - June 4, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 20, 1989 - May 11, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

November 11, 1988 - February 3, 1989

INVESTORS CENTER, INC.

CRD#: 14670

Past

January 30, 1987 - November 25, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1993

General Securities Principal Examination

Current Firm

AMERICAN INVESTMENT SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: , 8-38685

Terminated by SEC on 08/31/2002

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 09/20/1987

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AISCO HOLDINGS, INC.	SHAREHOLDER
NATIONAL CAPITAL COMPANIES	SHAREHOLDER
CERBONE, JOSEPH ANTHONY	PRESIDENT	43833
USELTON, DARREL THOMAS	CHAIRMAN OF THE BOARD	2051430
USELTON, MARK ALAN	MANAGER/DIRECTOR	2229571

Disclosures

Regulatory Event	22
Civil Event	1
Arbitration	14

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Kaapke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRAVIS MORGAN SECURITIES INC.

THE CAMELOT GROUP, INC.

CORTLANDT CAPITAL CORPORATION

FIRST ASSET MANAGEMENT, INC.

U.S. SECURITIES CLEARING CORP.

H.J. MEYERS & CO., INC.

MORGAN STANLEY DW INC.

J. W. GANT & ASSOCIATES, INC.

INVESTORS CENTER, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/1986

Series 7

Date: 1/17/1987

Series 24

Date: 2/10/1993

Current Firm

AMERICAN INVESTMENT SERVICES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERICAN INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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