Miles L. Ball
WEALTH MANAGEMENT CONSULTANTS | Senior Partner
MOBILE, AL 36606-3190
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CRD#: 1610124
Professional summary
Miles Leigh Ball, CFP® is a registered financial advisor currently at WEALTH MANAGEMENT CONSULTANTS, LLC located in Mobile, Alabama and OSAIC WEALTH, INC. located in Mobile, Alabama.
Miles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Miles has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Miles Ball believes in providing independent, professional financial planning and investment management advice to his clients. By building a strong professional relationship with his clients, he believes that he can better assist them in positioning their assets for financial independence and achievement of their goals. Because of the many changes felt by the client due to tax laws, the economy and changes in their lives, Miles believes that a financial plan must be an ongoing process.
Miles is a Registered Representative and Registered Principal with SagePoint Financial, Inc., a registered broker/dealer firm registered with FINRA/SIPC. Wealth Management Consultants is a Registered Investment Advisor with the State of Alabama Securities Commission.
Miles is a Senior Partner with Wealth Management Consultants, LLC and has been a Financial Advisor since 1986. He also holds the title of Certified Financial Planner (CFP), Chartered Mutual Funds Counselor (CMFC), and Certified Divorce Planner (CDP). He received a Bachelor of Sciences degree from the University of South Alabama and his CFP designation from College for Financial Planning in Denver, Colorado.
Miles, born August 1955, is married to Susan and they have two children, Myles and Tori. In his free time, Miles enjoys golfing, fishing and traveling with his family. He also enjoys serving on the Board of Directors for two local non-profit agencies.
Question & Answer
What are your service offerings?
Budgeting
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Education Planning
Divorce Planning
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Attending College
401(k)/403(b)/IRAs
Charitable & Planned Giving
Buying a Home
Career Change
Asset Allocation
Estate Planning
Disaster Recovery
Investment Management
Employee Benefits
Getting Divorced
Irregular Income
Mutual Funds
Getting Married
Insurance
Job Loss
Retirement
Stocks & Bonds
Starting a Family
Succession Planning
Long-term Care
Sudden Wealth
Nontraditional Households
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Wealth Management Consultants LLC, (WMC), a State Registered Investment Advisor firm (RIA), Miles L. Ball is the Senior Partner at WMC. The address is 1621 South University Boulevard, Suite A-2, Mobile Alabama 36609, United States. Mr. Ball offers Investment Advisory and Financial Planning Services to Clients by Advising them in Financial Planning matters and investments through WMC. 2. Mr. Ball is Licensed by the State of Alabama to sell Insurance, Disability, Life, Long??Term Care, Health, Fixed, and Variable Annuities. He provides his clients insurance quotes and processes their insurance applications as needed. 3. Additionally, Mr. Ball, outside his duties as a Financial Advisor is a member of Jaguar Athletic Fund (JAF) Board, Representing the Soccer Team at the University of South Alabama. This is something he does personally with no compensation. As a Board member he attends meetings, provides advice to the Board related to the soccer program and encourages fan support of the team. 4. MILES BALL POSITION: Poll Inspector NATURE: Sole Propietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/06/2020 ADDRESS: 6704 Chimney Top Dr N, Mobile AL 36695, United States DESCRIPTION: Volunteer Poll Inspector for elections in Mobile County. Basically I'm in charge of the Poll location and managing volunteers and the process of voters completing their voting during elections.
CRS (Client Relationship Summary) - RIA
Click below to view Miles Leigh Ball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
January 5, 2005 - Present
WEALTH MANAGEMENT CONSULTANTS, LLC
Office #1: 851 East I-65 Service Rd. S. Suite #402, Mobile, AL 36606-3190RIA
CRD#: 121953
MOBILE, AL
Current
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1621 South University Boulevard Suite A-2, Mobile, AL 36609RIA
BD
CRD#: 23131
Mobile, AL
Past
October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
MOBILE, AL
Past
April 24, 1998 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 1, 1987 - April 27, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/5/2005)
RR
Alabama(9/1/2023)
RR
Florida(9/1/2023)
RR
Georgia(9/1/2023)
RR
Mississippi(9/1/2023)
RR
North Carolina(9/1/2023)
RR
Ohio(9/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT CONSULTANTS, LLC
INVESTMENT ADVISORY & FINANCIAL PLANNING | WEALTH MANAGEMENT CONSULTANTS, LLC | WEALTH MANAGEMENT CONSULTANTS, L.L.C.
CRD#: 121953 / SEC#:
Alabama
Registered Investment Advisory firm - (8/28/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1621 South University Blvd. Suite A-2, Mobile, AL 36609
Mailing Address
Phone number
(251) 476-2131
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 20,014,758 |
Red Flags
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Company Information
WEALTH MANAGEMENT CONSULTANTS, LLC
Senior PartnerCRD#: 121953Mobile, AL 36606-3190TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
