Drew E. Nixon

DOMINION PORTFOLIO MANAGEMENT

CARTHAGE, TX 75633

Some features on this profile are disabled

CRD#: 1610065

Professional summary

Drew Eldred Nixon is a registered financial advisor currently at DOMINION PORTFOLIO MANAGEMENT, INC. located in Carthage, Texas and CALTON & ASSOCIATES, INC. located in Carthage, Texas.

Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Drew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) D&C PROPERTIES, NOT INVESTMENT RELATED, 1509 W. PANOLA, CARTHAGE TX 75633, COMMERCIAL RENTAL PROPERTIES, PARTNER-MANAGER, 2005, 2 HOURS A MONTH, 1 HOUR DURING TRADING (2) NIXON & WOODFIN CPA'S/DREW NIXON CPA, NOT INVESTMENT RELATED, 1509 W. PANOLA, CARTHAGE TX 75633, CPA FIRM, PARTNER- OWNER, 2005/1985, 100 HOURS A MONTH, 80 HOURS A MONTH DURING TRADING,NORMAL LOCAL CPA FIRM ACTIVITIES (3) A-1 PARTY RENTALS, INC., NON INVESTMENT RELATED, 1509 W. PANOLA, CARTHAGE, TX 75633, EVENTS RENTAL COMPANY, SHAREHOLDER-PRESIDENT, 1991, 1 HOUR A MONTH WITH NONE DURING TRADING HOURS (4) WIND RIVER INVESTMENTS, NOT INVESTMENT RELATED, 1509 W. PANOLA, CARTHAGE TX 75633, PARTNER, 1994, 1 HOUR A MONTH WITH NONE DURING TRADING, PARTNER IN RANCH OPERATION ( 5) DREW NIXON, 1509 W. PANOLA, CARTHAGE, TX 75633, NOT INVESTMENT RELATED, REAL ESTATE, SALESMAN LICENSE, 1979, 1 HOURS A MONTH DURING TRADING (6) DBA OF TEXAS FINANCIAL CENTER / TEXAS FINANCIAL CENTER LLC, AND DREW NIXON 1509 W. PANOLA, 2005/1987 APPROXIMATELY 10 HOURS PER MONTH, APPROXIMATELY 5 HOURS DURING TRADING HOURS, DBA FOR LIFE/HEALTH/ACCIDENT/DISABILITY INSURANCE SALES (7) TIMBERLAKE INSURANCE GROUP, LLC, NOT INVESTMENT RELATED, 1507 W. PANOLA CARTHAGE TX & JASPER TX - PROPERTY AND CASUALTY INSURANCE AGENCY, SHAREHOLDER, P&C SALES, 10 HOURS A MONTH WITH 8 HOURS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Eldred Nixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2017 - Present

DOMINION PORTFOLIO MANAGEMENT, INC.

Office #1: 1509 West Panola, Carthage, TX 75633

RIA

CRD#: 106918

CARTHAGE, TX

Current

June 30, 2023 - Present

CALTON & ASSOCIATES, INC.

Office #1: 1509 West Panola Street, Carthage, TX 75633

RIA

CRD#: 20999

Carthage, TX

Past

June 23, 2017 - July 21, 2023

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

CARTHAGE, TX

Past

September 2, 2016 - November 2, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

CARTHAGE, TX

Past

September 1, 2016 - June 30, 2017

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

CARTHAGE, TX

Past

September 1, 2016 - June 30, 2017

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

CARTHAGE, TX

Past

July 11, 2005 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

CARTHAGE, TX

Past

July 11, 2005 - November 2, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CARTHAGE, TX

Past

June 18, 1989 - July 18, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

CARTHAGE, TX

Past

June 18, 1989 - July 18, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 23, 1987 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

January 19, 1987 - July 18, 1987

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(6/30/2023)

Arizona
(6/30/2023)

Arkansas
(6/30/2023)

California
(6/30/2023)

Colorado
(6/30/2023)

Georgia
(8/10/2023)

Idaho
(6/30/2023)

Louisiana
(6/30/2023)

Oklahoma
(6/30/2023)

Pennsylvania
(6/30/2023)

IAR

Texas
(6/23/2017)

Texas
(6/30/2023)

Virginia
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.

CRD#: 106918 / SEC#: 801-115280

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

California

Registered Investment Advisory firm - (4/25/2001 Cancelled)

Colorado

Registered Investment Advisory firm - (5/22/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/14/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/14/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/14/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2019 Terminated)

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Contact information

Main Address

1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654

Mailing Address

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607

Phone number

(813) 264-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOMINION PORTFOLIO MANAGEMENT, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 261,299,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Drew E. Nixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Eldred Nixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

DOMINION INVESTOR SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

DOMINION PORTFOLIO MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2001

Series 63

Date: 1/16/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

Series 6

Date: 1/16/1987

Series 24

Date: 6/17/2000

FINRA

Current Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOMINION PORTFOLIO MANAGEMENT, INC.

TRUST BUT VERIFY

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