Denis M. Bugarija
Professional summary
Denis Milenko Bugarija, who also goes by Denis Bugarija, is a registered financial professional currently at DABBAH SECURITIES CORP. located in New York, New York.
Denis is registered as a RR (Registered Representative) and started their career in finance in 1987. Denis has worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denis Milenko Bugarija's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 1997 - Present
DABBAH SECURITIES CORP.
April 19, 1988 - April 1, 1997
FINANCIAL SQUARE PARTNERS
January 21, 1987 - April 25, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/1997)
(5/9/1997)
(5/2/1997)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/30/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
DABBAH SECURITIES CORP.
CRD#: 26576 / SEC#: , 8-42634
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DABBAH, STEVE DAVID | PRESIDENT, FINOP, ROP, CCO AND TRUSTEE | 2061068 |
| STEVE DABBAH 2020 IRREVOCABLE TRUST | TRUST |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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