Dirk J. Vandeveld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dirk John Vandeveld, who also goes by Dirk Vandeveld, was a registered financial professional .
Dirk is a previously registered financial professional and started their career in finance in 1987. Dirk had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2014 - December 31, 2014
BENJAMIN & JEROLD ADVISERS, LLC
July 19, 2014 - March 21, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
December 13, 2011 - August 20, 2012
WADDELL & REED
December 13, 2011 - August 20, 2012
WADDELL & REED
February 26, 2010 - June 28, 2011
MORGAN STANLEY
February 26, 2010 - June 28, 2011
MORGAN STANLEY
May 27, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2007 - June 9, 2008
UBS FINANCIAL SERVICES INC.
August 6, 2007 - June 9, 2008
UBS FINANCIAL SERVICES INC.
September 5, 2006 - April 2, 2007
CARIS & COMPANY, INC.
January 17, 2006 - July 14, 2006
JANCO PARTNERS, INC.
July 25, 2001 - December 1, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 8, 2001 - July 9, 2001
MARKET WISE SECURITIES, LLC
May 2, 2000 - January 16, 2001
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC
December 20, 1996 - June 8, 1999
ACCESS FINANCIAL GROUP, INC.
February 24, 1992 - December 23, 1996
RODMAN & RENSHAW INC.
May 25, 1990 - February 15, 1991
GRUNTAL & CO., L.L.C.
February 25, 1987 - May 8, 1990
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
BENJAMIN & JEROLD ADVISERS, LLC
CRD#: 165351 / SEC#: 801-77165
Contact information
Red Flags
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