Marshall W. Bertoldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall William Bertoldi, who also goes by Marsh Bertoldi, Marshall W Bertoldi, was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1987. Marshall had worked at 16 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2019 - October 3, 2025
VOYA FINANCIAL PARTNERS, LLC
November 24, 2014 - April 1, 2019
VOYA INVESTMENT MANAGEMENT CO. LLC
April 29, 2014 - April 1, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
August 31, 2010 - April 8, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
February 4, 2009 - April 27, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
January 3, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
December 7, 2005 - January 3, 2007
MSI FINANCIAL SERVICES, INC.
November 30, 2005 - January 3, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 30, 2005 - January 3, 2007
MSI FINANCIAL SERVICES, INC.
June 3, 2004 - December 31, 2005
CITISTREET FINANCIAL SERVICES LLC
May 24, 2004 - December 31, 2005
CITISTREET EQUITIES LLC
May 28, 2003 - May 28, 2004
MONY SECURITIES CORPORATION
September 12, 2001 - January 15, 2003
OSAIC INSTITUTIONS, INC.
June 25, 2001 - September 17, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 18, 2000 - June 19, 2001
OSAIC INSTITUTIONS, INC.
May 12, 1999 - January 14, 2000
CHASE INVESTMENT SERVICES CORP.
January 17, 1997 - May 5, 1999
FIS SECURITIES, INC.
March 27, 1996 - January 22, 1997
TOWER SQUARE SECURITIES, INC.
March 18, 1987 - February 14, 1996
MSI FINANCIAL SERVICES, INC.
March 10, 1987 - February 14, 1996
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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