Maree Moscati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maree Moscati, who also goes by Maree Azrikan, Maree Moscati, Maree Moscatiquartararo, Maree Polizzi, was a registered financial professional .
Maree is a previously registered financial professional and started their career in finance in 1987. Maree had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - January 17, 2019
REALTA EQUITIES, INC.
January 6, 2011 - December 11, 2015
STRATSTONE SECURITIES, LLC
February 6, 2009 - December 7, 2009
CETERA FINANCIAL SPECIALISTS LLC
February 27, 2006 - February 14, 2007
COLONIAL BROKERAGE, INC.
February 28, 2005 - February 23, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
July 29, 1998 - April 12, 2000
IFMG SECURITIES, INC.
July 23, 1998 - January 11, 2005
SOUTHTRUST SECURITIES, LLC
August 18, 1994 - July 16, 1998
GRIFFIN FINANCIAL SERVICES
December 17, 1987 - August 19, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 17, 1987 - August 19, 1994
EQUITABLE ADVISORS, LLC
January 21, 1987 - December 2, 1987
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
