Peter M. Burton

BURTON ENRIGHT WELCH

WALNUT CREEK, CA 94596

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CRD#: 1609642

Professional summary

Peter Michael Burton, ChFC® is a registered financial advisor currently at BURTON ENRIGHT WELCH located in Walnut Creek, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BURTON/ENRIGHT/WELCH,YES,1333 N.CALIFORNIA BLVD. , WALNUT CREEK, CA., 94596. IAR,1990, 80HRS, 4HRS,UTILIZE INDUSTRY STANDARD SIX STEP FINANCIAL PLANNING PROCESS. 2. BURTON ENRIGHT WELCH 1333 NORTH CALIFORNIA BLVD. #140 WALNUT CREEK , CA, 94596 INVESTMENT RELATED, PARTNERSHIP PROVIDE LIFE INSURANCE ANALYSIS AND RECOMMENDATIONS TO INDIVIDUALS AND SMALL BUSINESS OWNERS. STARTED 01/01/2010, 5 HOURS PER MONTH, 0 HOURS DURING STH. 3. BURTON ENRIGHT WELCH 1333 N. CALIFORNIA BLVD.#140 , WALNUT CREEK, CA., 94596. REFER CLIENTS TO ESTATE PLANNING ATTORNEYS TO DEVELOP ESTATE PLANNING DOCUMENTS, STARTED 1/1/2010 2 HOURS PER MONTH 0 HOURS DURING STH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Michael Burton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

May 8, 2002 - Present

BURTON ENRIGHT WELCH

Office #1: 1333 North California Blvd. Suite 140, Walnut Creek, CA 94596

RIA

CRD#: 118376

WALNUT CREEK, CA

Past

December 17, 1999 - August 16, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WALNUT CREEK, CA

Past

January 31, 1997 - August 16, 2012

OSAIC WEALTH, INC.

CRD#: 23131

WALNUT CREEK, CA

Past

March 19, 1991 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

April 5, 1990 - March 22, 1991

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

March 15, 1989 - March 13, 1990

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

January 7, 1987 - October 4, 1988

SOUTHMARK CONSOLIDATED SECURITIES CORPORATION

CRD#: 13451

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURTON ENRIGHT WELCH

BURTON ENRIGHT WELCH | BURTON/ENRIGHT GROUP

CRD#: 118376 / SEC#: 801-68890

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

California

Registered Investment Advisory firm - (3/11/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/8/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/22/1986

Direct Participation Programs Representative Examination

Current Firm

BURTON ENRIGHT WELCH

BURTON ENRIGHT WELCH | BURTON/ENRIGHT GROUP

CRD#: 118376 / SEC#: 801-68890

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

California

Registered Investment Advisory firm - (3/11/2008 Terminated)

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Contact information

Main Address

1850 Mt. Diablo Boulevard Suite 335, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 932-8010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURTON ENRIGHT WELCH FORM ADV PART 2A - FEBRUARY 2025 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 1,245,864,655

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter M. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Michael Burton's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

DERAND/PENNINGTON/BASS, INC.

COINBASE CAPITAL MARKETS CORP

SOUTHMARK CONSOLIDATED SECURITIES CORPORATION

Primary Firm SEC Registration

BURTON ENRIGHT WELCH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1999

Series 63

Date: 2/25/1987

Series 7

Date: 9/19/1987

Series 22

Date: 12/22/1986

Current Firm

BURTON ENRIGHT WELCH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURTON ENRIGHT WELCH

TRUST BUT VERIFY

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