JP
Jocinta N. Powell
J. W. COLE ADVISORS
Dumfries, VA 22026
Some features on this profile are disabled
CRD#: 1609544
JP
Professional summary
Jocinta Nina White Powell, ChFC®, who also goes by Jo Powell, Jocinta Nina White Powell, Jocinta Nina White, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Dumfries, Virginia and J.W. COLE FINANCIAL, INC. located in Dumfries, Virginia.
Jocinta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jocinta has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jo Powell | Jocinta Nina White Powell | Jocinta Nina White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Zircon Financial Services; DBA; Not Investment Advisor; 17739 Main Street, Ste 350, Dumfries, VA 20026; Owner; Security Advisory income; Start 3/2019; 120 hours/month, 120 hours/month during trading. (2) Tutoring Math; Not investment related; 17739 Main Street, Ste 350, Dumfries, VA 22025; Tutor; Start 3/2019; 2 hours/month, 2 hours/month during trading. (3) Insurance; Not investment related 17739 Main Street, Ste 350, Dumfries, VA 22026; Agent; Sales: A&D, Health, Disability, Life, HSA, Fixed Annuities; Start 3/2019; 20 hours/month, 2 hours/month during trading. (4) Notary Public; Not investment related; 17739 Main Street, Ste 350, Dumfries, VA 22026; Notary; Start 3/2019; < 1 hour/month, < 1 hour/month during trading. (5) Photo Booth; Not investment Related; 15910 Moncure Drive, Moncure, VA 22025; Set up person; Start 6/2023; < 1 hour/month, <1 hour/month during trading. (6) Powell Enterprise; Not investment related; 17739 Main Street, Ste 350 Dumfries, VA 22026; Employee Payroll; President and Owner; Oversee the books of Zircon Financial Services, Hold lease agreement for the current office location and equipment, Also Photobooth picture taking; Start 1/1/2000; 5 hour/month during trading. (7) Jo Paul Industries, LLC; Not investment related; 15910 Moncure Drive, Montclair, VA 22025; President and Owner; I must step in when my husband/partner, Paul Powell, is unavailable, I am partner on weekends; Start 12/6/2024; 3 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jocinta Nina White Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 5, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #1: 17739 Main St Suite 350 Dumfries Va 22025 Suite 350, Dumfries, VA 22026RIA
CRD#: 112294
Dumfries, VA
Current
August 5, 2024 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 17739 Main St Suite 350, Dumfries, VA 22026BD
CRD#: 124583
Dumfries, VA
Past
April 1, 2019 - August 7, 2024
OSAIC FS, INC.
RIA
CRD#: 3870
DUMFRIES, VA
Past
April 1, 2019 - August 7, 2024
OSAIC FS, INC.
BD
CRD#: 3870
DUMFRIES, VA
Past
December 15, 2015 - March 20, 2019
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Lorton, VA
Past
August 1, 2006 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
ARLINGTON, VA
Past
November 5, 2004 - March 20, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
ARLINGTON, VA
Past
August 23, 1997 - October 20, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
November 22, 1996 - June 25, 1997
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/5/2024)
RR
California(8/5/2024)
RR
Colorado(8/5/2024)
RR
Delaware(8/5/2024)
RR
District of Columbia(8/5/2024)
RR
Florida(8/5/2024)
RR
Georgia(8/5/2024)
RR
Kentucky(8/5/2024)
RR
Maryland(8/5/2024)
RR
Massachusetts(8/5/2024)
RR
Michigan(8/5/2024)
RR
New Jersey(8/5/2024)
RR
New York(8/5/2024)
RR
North Carolina(8/5/2024)
RR
Ohio(8/5/2024)
RR
Pennsylvania(8/5/2024)
RR
South Carolina(8/5/2024)
RR
Tennessee(8/5/2024)
RR
Texas(8/5/2024)
IAR
Texas(10/21/2025)
RR
Virginia(8/5/2024)
IAR
Virginia(8/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Dumfries, VA 22026TRUST BUT VERIFY
Monitor Jocinta Powell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
