Spencer D. Sherman

ABACUS WEALTH PARTNERS

Sebastopol, CA 95472

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CRD#: 1609423

Professional summary

Spencer David Sherman, CFP®, who also goes by Spencer D Sherman, Spencer David Sherman Cfp, is a registered financial advisor currently at ABACUS WEALTH PARTNERS located in Sebastopol, California.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Spencer has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Employee and Employer Plan Ben...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Spencer D Sherman | Spencer David Sherman Cfp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of other business: Metta LLC; Address: 101 S. Main Street, Sebastopol, CA 95472; Investment related; Nature of business: renting office space; Title: President; 1-5 hrs/month. 2. Name of other business: Sherman Financial; Address: 101 S. Main Street, Sebastopol, CA 95472; Non-Investment related; Nature of business: speaking about emotional intelligence and money; Title: President; 11-20 hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer David Sherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 19, 2009 - Present

ABACUS WEALTH PARTNERS

Office #1: 101 S. Main Street, Sebastopol, CA 95472

RIA

CRD#: 128590

Sebastopol, CA

Past

June 22, 2004 - January 21, 2010

ABACUS PORTFOLIOS

RIA

CRD#: 131410

SEBASTOPOL, CA

Past

July 5, 1994 - December 31, 2003

SHERMAN FINANCIAL

RIA

CRD#: 105447

PHILADELPHIA, PA

Past

September 25, 1989 - December 15, 1993

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

July 29, 1987 - August 11, 1987

NYLIFE SECURITIES LLC

CRD#: 5167

Past

July 28, 1987 - September 25, 1989

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

January 12, 1987 - September 9, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

January 12, 1987 - September 21, 1987

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABACUS WEALTH PARTNERS

ABACUS WEALTH PARTNERS | KUBERA PORTFOLIOS, LLC | ABACUS-KIMBERLY PLACE 212, LLC | ABACUS WEALTH PARTNERS, LLC

CRD#: 128590 / SEC#: 801-62557

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/19/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ABACUS WEALTH PARTNERS

ABACUS WEALTH PARTNERS | KUBERA PORTFOLIOS, LLC | ABACUS-KIMBERLY PLACE 212, LLC | ABACUS WEALTH PARTNERS, LLC

CRD#: 128590 / SEC#: 801-62557

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

429 Santa Monica Blvd. Suite 500, Santa Monica, CA 90401

Mailing Address

Phone number

(888) 422-2287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABACUS WEALTH PARTNERS, LLC FIRM BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts	5,866
AUM (Assets Under Management)	$ 3,270,847,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Spencer D. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer David Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABACUS PORTFOLIOS

SHERMAN FINANCIAL

HORNOR, TOWNSEND & KENT, LLC

NYLIFE SECURITIES LLC

JANNEY MONTGOMERY SCOTT LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ABACUS WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1990

Series 63

Date: 3/12/1987

Series 7

Date: 10/17/1987

Series 6

Date: 1/9/1987

Current Firm

ABACUS WEALTH PARTNERS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABACUS WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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