Jacqueline A. Sheahan
Professional summary
Jacqueline Ann Sheahan, who also goes by Jackie Holly, Jacquelin Sheahan Holly, Jacqueline Sheahan Holly, Jackie Sheahan, Jacqueline Ann Sheahan, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Houston, Texas and BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jacqueline has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Ann Sheahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2005 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 3009 Post Oak Blvd. Ste. 1300, Houston, TX 77056May 1, 2018 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 370 Seventeenth Street Suite 1300, Denver, CO 80202April 16, 2002 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 3009 Post Oak Blvd. Ste. 1300, Houston, TX 77056May 21, 2019 - December 6, 2021
BOK FINANCIAL ASSET MANAGEMENT, INC.
January 12, 1993 - March 4, 2002
HUNTINGTON CAPITAL CORP.
April 30, 1991 - January 14, 1993
THE HUNTINGTON INVESTMENT COMPANY
April 23, 1987 - April 22, 1991
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2020)
(1/15/2004)
(5/3/2018)
(8/9/2022)
(9/16/2022)
(10/5/2020)
(7/6/2022)
(10/5/2020)
(4/16/2002)
(11/5/2025)
(9/26/2024)
(5/8/2018)
(4/16/2002)
(3/7/2005)
Exams
FINRA
Current Firm
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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