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JL

John Libretti Jr

CRD# 1609286·Registered 1986 - 2019
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Libretti JR, who also goes by John Libretti, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2019. John had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Libretti

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DANSKE MARKETS INC.·CRD# 113404
BD
New York, NY
September 20, 2010 - December 2, 2019
BERINGER FINANCE US INC.·CRD# 147050
BD
New York, NY
July 13, 2009 - September 16, 2010
KAUPTHING SECURITIES, INC.·CRD# 104429
BD
New York City, NY
July 2, 2007 - October 21, 2008
CARNEGIE, INC.·CRD# 31184
BD
New York, NY
March 13, 2006 - June 27, 2007
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
January 4, 2003 - March 15, 2006
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
February 26, 2001 - November 13, 2001
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.·CRD# 24074
BD
New York, NY
March 30, 2000 - February 26, 2001
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 2, 1998 - March 13, 2000
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
February 27, 1995 - January 16, 1998
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
February 28, 1994 - March 17, 1995
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
December 23, 1986 - March 9, 1994

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Current Firm

DM
DANSKE MARKETS INC.

DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: 8-53341
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Mailing Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Phone Number

(212) 293-0600

Established

Delaware since 02/12/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER—
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
HUBBARD, EDWARD DERRYDIRECTOR8216979
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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