John Libretti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Libretti JR, who also goes by John Libretti, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2010 - December 2, 2019
DANSKE MARKETS INC.
July 13, 2009 - September 16, 2010
BERINGER FINANCE US INC.
July 2, 2007 - October 21, 2008
KAUPTHING SECURITIES, INC.
March 13, 2006 - June 27, 2007
CARNEGIE, INC.
January 4, 2003 - March 15, 2006
SEABOARD SECURITIES, INC.
February 26, 2001 - November 13, 2001
COMMERZ MARKETS LLC
March 30, 2000 - February 26, 2001
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
January 2, 1998 - March 13, 2000
ABN AMRO INCORPORATED
February 27, 1995 - January 16, 1998
SALOMON BROTHERS INC.
February 28, 1994 - March 17, 1995
KIDDER, PEABODY & CO. INCORPORATED
December 23, 1986 - March 9, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
DANSKE MARKETS INC.
CRD#: 113404 / SEC#: , 8-53341
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANSKE BANK A/S | 100% OWNER | |
| BROFSKY, IRA | TREASURER, PFO, POO | 4839408 |
| CREVATIN MARTIN, CAROLINA | DIRECTOR | 8059961 |
| GRANDELL, MARJO ELINA | DIRECTOR | 8069377 |
| GREGORY, PAUL MARTIN | CHAIRMAN OF THE BOARD | 7164045 |
| IVERSEN, ANDERS BARRON | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY | 5923638 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| OLESEN, HANNE KOLDKUR | DIRECTOR | 6855827 |
| OLSSON, JENNIFER GARRETT | CHIEF COMPLIANCE OFFICER | 4395377 |
| TORNQVIST, CHRISTIAN LARS | DIRECTOR | 8060007 |
| WELCH, ALLISTAIR DANIEL | DIRECTOR | 7845649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
