Enrique J. Gardano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrique Janus Gardano, who also goes by Enrique Gardano, Henry Gardano, was a registered financial professional .
Enrique is a previously registered financial professional and started their career in finance in 1986. Enrique had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2016 - December 31, 2025
HARBINGER FINANCIAL CONSULTANTS, LLC
October 1, 2015 - June 12, 2024
AEGIS CAPITAL CORP.
September 3, 2015 - June 12, 2024
AEGIS CAPITAL CORP.
January 3, 2011 - September 3, 2015
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
October 15, 2010 - September 3, 2015
CAPITAL GUARDIAN, LLC
February 7, 2008 - October 18, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 24, 2008 - October 18, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 27, 2006 - January 7, 2008
MORGAN KEEGAN & COMPANY, LLC
July 18, 2006 - January 7, 2008
MORGAN KEEGAN & COMPANY, LLC
July 1, 2003 - July 17, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - July 17, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 2, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 8, 1999 - April 4, 2001
MORGAN STANLEY DW INC.
May 24, 1994 - September 7, 1999
CITIGROUP GLOBAL MARKETS INC.
November 4, 1993 - May 24, 1994
OSAIC WEALTH, INC.
January 22, 1992 - November 22, 1993
CREDIT AGRICOLE SECURITIES (USA) INC.
December 23, 1986 - December 11, 1987
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARBINGER FINANCIAL CONSULTANTS, LLC
CRD#: 283392 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
