AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EG

Enrique J. Gardano

HARBINGER FINANCIAL CONSULTANTS
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1609082
EG

Professional summary

Enrique Janus Gardano, who also goes by Enrique Gardano, Henry Gardano, is a registered financial advisor currently at HARBINGER FINANCIAL CONSULTANTS, LLC located in Boca Raton, Florida.

Enrique is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Enrique has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Enrique Gardano | Henry Gardano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Santa Clara Family Partners, LLC - Miami FL - Not Inv Related - Holding Company - No compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrique Janus Gardano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2016 - Present

HARBINGER FINANCIAL CONSULTANTS, LLC

Office #1: 777 Yamato Road Suite 401, Boca Raton, FL 33431
RIA
CRD#: 283392
Boca Raton, FL
Past

October 1, 2015 - June 12, 2024

AEGIS CAPITAL CORP.

RIA
CRD#: 15007
CORAL GABLES, FL
Past

September 3, 2015 - June 12, 2024

AEGIS CAPITAL CORP.

BD
CRD#: 15007
CORAL GABLES, FL
Past

January 3, 2011 - September 3, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
MIAMI, FL
Past

October 15, 2010 - September 3, 2015

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
MIAMI, FL
Past

February 7, 2008 - October 18, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

January 24, 2008 - October 18, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

July 27, 2006 - January 7, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
CORAL GABLES, FL
Past

July 18, 2006 - January 7, 2008

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
CORAL GABLES, FL
Past

July 1, 2003 - July 17, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

July 1, 2003 - July 17, 2006

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

April 2, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
MIAMI, FL
Past

February 2, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 8, 1999 - April 4, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 24, 1994 - September 7, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 4, 1993 - May 24, 1994

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 22, 1992 - November 22, 1993

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

December 23, 1986 - December 11, 1987

CITICORP FINANCIAL SERVICES,INC.

BD
CRD#: 14675

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/7/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 5/7/1998
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/29/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/2/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/25/2010
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/23/2010
General Securities Sales Supervisor - General Module Examination

Current Firm

HF
HARBINGER FINANCIAL CONSULTANTS, LLC
HARBINGER FINANCIAL CONSULTANTS, LLC

CRD#: 283392 / SEC#:

Florida
Registered Investment Advisory firm - (10/7/2016 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
777 Yamato Road Suite 401, Boca Raton, FL 33431
Mailing Address
Phone number
(305) 735-6560
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARBINGER FINANCIAL CONSULTANTS, LLC

CRD#: 283392Boca Raton, FL 33431

TRUST BUT VERIFY

Monitor Enrique Gardano

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
JF
John FrickerAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Ft. Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.