Sarah J. Oshea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Jane Oshea, who also goes by Sarah Jane Sletta, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1987. Sarah had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 26, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1997 - October 28, 2024
INTERVEST INTERNATIONAL EQUITIES CORPORATION
April 25, 1994 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
April 7, 1993 - July 23, 1993
FIRST COLORADO FINANCIAL SERVICES COMPANY, INC.
January 15, 1988 - December 31, 1996
INTERVEST INTERNATIONAL EQUITIES CORPORATION
December 24, 1987 - February 13, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 2, 1987 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
