Lynne Theurer
Professional summary
Lynne Theurer, who also goes by Lynne P Jaycobs, Lynne Patricia Jaycobs, Lynne Jaycobs Theurer, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Lynne is registered as a RR (Registered Representative) and started their career in finance in 1987. Lynne has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynne Theurer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2011 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119March 26, 2012 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
March 2, 2009 - May 2, 2011
WEDBUSH SECURITIES INC.
August 22, 2007 - July 8, 2009
PACIFIC GROWTH EQUITIES, LLC
August 31, 2000 - June 18, 2007
PRUDENTIAL EQUITY GROUP, LLC
August 23, 1996 - August 18, 2000
ABN AMRO SECURITIES LLC
September 6, 1990 - June 4, 1996
LEHMAN BROTHERS INC.
February 23, 1989 - August 30, 1990
BLACKFORD SECURITIES CORP.
February 17, 1988 - February 3, 1989
GLEACHER & COMPANY SECURITIES, INC.
January 21, 1987 - February 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2011)
(4/26/2011)
(1/17/2020)
(4/26/2011)
(4/26/2011)
(9/7/2017)
(4/26/2011)
(1/22/2025)
(1/17/2020)
Exams
Series 8
Date: 7/7/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
