Kevin G. Nolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Gerard Nolan was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 6 firms and has passed the SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2009 - March 1, 2019
STARK FINANCIAL INDUSTRIES LLC
June 25, 2002 - November 14, 2006
O'BRIEN & SHEPARD, INC.
September 15, 1994 - August 6, 1998
O'BRIEN & SHEPARD, INC.
September 15, 1993 - June 7, 1994
TULLETT & TOKYO SECURITIES, INC.
January 7, 1992 - August 30, 1993
O'BRIEN & SHEPARD, INC.
August 2, 1990 - April 22, 1992
J.J. KENNY DRAKE, INC.
March 13, 1990 - July 5, 1990
CHAPDELAINE TULLETT PREBON, LLC
April 24, 1989 - February 15, 1990
J.J. KENNY DRAKE, INC.
October 9, 1987 - April 24, 1989
CLIFFORD DRAKE & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STARK FINANCIAL INDUSTRIES LLC
CRD#: 25169 / SEC#: , 8-41598
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
