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RB

Randolf E. Beimel

Some features on this profile are disabled
CRD#: 1608299
RB

Professional summary

Randolf Earl Beimel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Randolf is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Randolf had worked at 5 firms, which includes MERIT CAPITAL ASSOCIATES INC., L.C. WEGARD & CO. INC., HIBBARD BROWN & CO. INC., F.N. WOLF & CO. INC., FIRST JERSEY SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randolph Earl Beimel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 1, 1995 - March 19, 1997

MERIT CAPITAL ASSOCIATES, INC.

BD
CRD#: 30576
WESTPORT, CT
Past

September 23, 1994 - November 8, 1995

L.C. WEGARD & CO., INC.

BD
CRD#: 3722
NEW YORK, NY
Past

June 1, 1988 - August 22, 1994

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY
Past

October 9, 1987 - June 9, 1988

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

February 27, 1987 - October 9, 1987

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621
COLTS NECK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/1989
General Securities Principal Examination

Current Firm

MC
MERIT CAPITAL ASSOCIATES, INC.
MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576 / SEC#: , 8-45013

BD
Terminated by SEC on 02/09/2002
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 07/16/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NEWTON, RUSSELL WILLIAMCHAIRMAN & CFO1033369
RYAN, BRUCE CHARLESPRESIDENT408083
FITZPATRICK, ROBERTSECRETARY842159

Disclosures

Regulatory Event16
Arbitration15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576

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