Thomas M. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Doyle, who also goes by Mike Doyle, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2017 - August 14, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
March 3, 2015 - May 17, 2017
TULLETT PREBON FINANCIAL SERVICES LLC
September 9, 1992 - February 19, 2015
W.A. CAPITAL MARKETS
February 28, 1991 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
November 30, 1987 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
February 24, 1987 - September 21, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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