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Cary Scott Greene

CRD# 1607858·Registered 1987 - 1996
Previously Registered: Being a previously registered professional could mean that Cary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cary Scott Greene, who also goes by Cary Greene, was a registered financial advisor. Cary was a previously registered financial professional and started their career in finance 1987 - 1996. Cary had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cary Greene

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

VFG SECURITIES, INC.·CRD# 15121
BD
Culver City, CA
January 16, 1996 - January 24, 1996
TRADEPORTAL SECURITIES, INC.·CRD# 25001
BD
Aliso Viejo, CA
July 20, 1995 - December 21, 1995
COLUMBUS FINANCIAL, INC.·CRD# 22709
BD
Beverly Hills, CA
July 13, 1994 - June 14, 1995
FORTRESS SECURITIES, INC.·CRD# 19613
BD
February 8, 1988 - August 3, 1992
AMERIVEST FINANCIAL GROUP, INC.·CRD# 19969
BD
September 21, 1987 - January 4, 1988

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Current Firm

VS
VFG SECURITIES, INC.

INTERNATIONAL BUSINESS SECURITIES, INC. | VFG SECURITIES, INC. | METROPOLITAN SECURITIES INCORPORATED

CRD#: 15121 / SEC#: 8-31595
BD
Terminated by SEC on 01/19/2018

Contact Information

Established

New York since 03/30/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
VANCLEF FINANCIAL GROUPOWNER—
NGO, TUAN ANHCHIEF OPERATIONS OFFICER2819426
PRICE, EDWARD LOWRYCHIEF COMPLIANCE OFFICER, FINOP1298103
VANCLEF, JASON BRYCEPRESIDENT, CEO5096529

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1991About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1986About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Sep 1990About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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