Richard N. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Nathan Gill, who also goes by Richard Gill, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 6 firms and has passed the Series 63, Series 6, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1996 - November 5, 1996
CAPITAL MARKETS GROWTH CORPORATION
February 6, 1996 - August 1, 1996
ATLANTIC PACIFIC FINANCIAL, INC.
June 28, 1995 - February 7, 1996
GLOBAL STRATEGIES GROUP, INC.
August 3, 1992 - May 4, 1995
COLUMBUS FINANCIAL, INC.
January 20, 1988 - August 3, 1992
FORTRESS SECURITIES, INC.
September 21, 1987 - January 19, 1988
AMERIVEST FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL MARKETS GROWTH CORPORATION
CRD#: 36302 / SEC#: , 8-47129
Contact information
Documents
Red Flags
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