Dennis R. Carpenter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Robert Carpenter, CFP®, who also goes by Dennis R Carpenter, was a registered financial advisor .
Dennis is a previously registered financial advisor and started their career in finance in 1987. Dennis had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1989
Experience
January 24, 2006 - December 19, 2013
SULLIVAN FINANCIAL PARTNERS
February 12, 2003 - March 29, 2005
PROSPERA FINANCIAL SERVICES, INC.
December 2, 1997 - March 29, 2005
PROSPERA FINANCIAL SERVICES, INC.
January 1, 1996 - December 31, 2005
SULLIVAN FINANCIAL PARTNERS
August 3, 1994 - November 3, 1997
SUNAMERICA SECURITIES, INC.
February 26, 1987 - August 4, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SULLIVAN FINANCIAL PARTNERS
CRD#: 114682 / SEC#:
Contact information
Red Flags
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