Michael J. Butler
Professional summary
Michael Joseph Butler is a registered financial professional currently at CASCADIA CAPITAL, LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24, Series 28 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Butler's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2000 - Present
CASCADIA CAPITAL, LLC
Office #1: 811 Barton Springs Road Suite 400, Austin, TX 78704October 26, 1995 - April 16, 1999
LEHMAN BROTHERS INC.
July 2, 1992 - June 7, 1995
MORGAN STANLEY & CO. LLC
November 13, 1987 - February 10, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2000)
(8/10/2023)
(7/23/2017)
(11/14/2000)
(8/30/2023)
(10/13/2022)
(4/29/2004)
(5/1/2000)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/31/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 12/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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