Robert T. Milley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Theodore Milley II was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2001 - December 31, 2002
CINCINNATI ANALYSTS, INC.
January 26, 1999 - December 31, 2000
THE INVESTMENT CENTER, INC.
January 2, 1998 - January 4, 1999
CPA ADVISORS NETWORK, INC.
January 11, 1994 - January 1, 1998
SECURITIES AMERICA, INC.
January 10, 1992 - January 24, 1994
MUTUAL SERVICE CORPORATION
June 28, 1990 - January 13, 1992
1717 CAPITAL MANAGEMENT COMPANY
April 9, 1987 - May 1, 1990
PINEBRIDGE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CINCINNATI ANALYSTS, INC.
CRD#: 5478 / SEC#: 801-9678, 8-13791
Contact information
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
