Ellis C. Regini

BLACKRIDGE ASSET MANAGEMENT

Navasota, TX

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CRD#: 1607302

Professional summary

Ellis Charles Regini, who also goes by Ellis Charles Regini Jr, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Navasota, Texas.

Ellis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ellis has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ellis Charles Regini Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellis Charles Regini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2026 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Navasota, TX

Past

January 5, 2024 - October 22, 2024

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Navasota, TX

Past

December 20, 2023 - October 22, 2024

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Navasota, TX

Past

March 4, 2008 - December 31, 2021

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

LAKE JACKSON, TX

Past

November 30, 2007 - December 31, 2021

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

LAKE JACKSON, TX

Past

January 2, 2001 - November 30, 2007

THE INVESTMENT CENTER, INC.

CRD#: 17839

LAKE JACKSON, TX

Past

January 4, 2000 - December 31, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

December 10, 1999 - December 31, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 12, 1995 - December 13, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 22, 1992 - June 7, 1995

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

October 27, 1989 - August 4, 1992

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

April 21, 1988 - October 6, 1989

PFS INVESTMENTS INC.

CRD#: 10111

Past

January 2, 1987 - October 6, 1989

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/5/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/5/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/31/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2024

General Securities Principal Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ellis C. Regini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellis Charles Regini's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKRIDGE ASSET MANAGEMENT, LLC

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

THE INVESTMENT CENTER, INC.

NATIONAL PLANNING CORPORATION

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

ADVANTAGE CAPITAL CORPORATION

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2007

Series 63

Date: 12/30/1986

Series 7TO

Date: 1/5/2024

Series 6TO

Date: 1/5/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1996

Series 6

Date: 12/31/1986

Series 24

Date: 1/5/2024

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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