Alfonso A. Marano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfonso Anthony Marano was a registered financial professional .
Alfonso is a previously registered financial professional and started their career in finance in 1987. Alfonso had worked at 8 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - November 5, 2013
INTERVEST INTERNATIONAL EQUITIES CORPORATION
April 23, 2012 - December 31, 2012
THE LEADERS GROUP, INC.
January 24, 2002 - October 7, 2011
TOWER SQUARE SECURITIES, INC.
May 23, 2001 - August 9, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 14, 2000 - December 6, 2000
INTERLINK SECURITIES CORP.
January 4, 1999 - September 11, 2000
OSAIC FA, INC.
October 15, 1993 - January 12, 1999
VOYA FINANCIAL PARTNERS, LLC
February 3, 1987 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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