Franklin J. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin John Gray was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1987. Franklin had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2008 - August 3, 2009
SIMMONS FIRST INVESTMENT GROUP, INC.
December 1, 1995 - January 26, 2006
STERNE, AGEE & LEACH, INC.
January 19, 1990 - December 1, 1995
SAL CLEARING CORPORATION
December 7, 1988 - January 9, 1990
ALLISON, ROSENBLUM & HANNAHS, INC.
September 30, 1988 - December 19, 1988
ROBERT THOMAS SECURITIES, INC
May 4, 1987 - October 4, 1988
U.S. ASSOCIATES, INC.
January 21, 1987 - March 11, 1987
FIRSTMONEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
CRD#: 130710 / SEC#: , 8-66376
Contact information
Documents
Direct owners and executive officers
Red Flags
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