Edward W. Cassidy
Professional summary
Edward William Cassidy JR is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Hartford, Connecticut.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1987. Edward has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward William Cassidy JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2010 - Present
SAYBRUS EQUITY SERVICES, LLC
Office #1: One American Row, Hartford, CT 06102-5056February 4, 2009 - September 16, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
July 5, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
August 10, 2004 - July 5, 2005
TL&A INSURANCE DISTRIBUTION LLC
March 14, 1990 - July 1, 2005
TOWER SQUARE SECURITIES, INC.
January 30, 1987 - March 19, 1990
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
