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JS

John R. Sturgis

HUB INVESTMENT PARTNERS
ALBUQUERQUE, NM 87110
CRD#: 1606766
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JS
John Robert SturgisHUB INVESTMENT PARTNERS

Professional summary

John Robert Sturgis, CFP® is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Albuquerque, New Mexico.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 23 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Sturgis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 5, 2022 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 6565 Americas Pkwy Ne Suite 300, Albuquerque, NM 87110
RIA
CRD#: 307956
ALBUQUERQUE, NM
Past

January 15, 2021 - December 31, 2021

HUB INVESTMENT PARTNERS, LLC

RIA
CRD#: 307956
Albuquerque, NM
Past

January 9, 2019 - September 15, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
ALBUQUERQUE, NM
Past

January 9, 2019 - September 15, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Albuquerque, NM
Past

January 8, 2019 - September 15, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
ALBUQUERQUE, NM
Past

April 10, 2014 - December 7, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
STOCKTON, CA
Past

April 9, 2014 - December 7, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
STOCKTON, CA
Past

March 16, 2010 - March 11, 2014

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
MODESTO, CA
Past

March 12, 2010 - March 11, 2014

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
MODESTO, CA
Past

July 22, 2009 - March 5, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
EL SEGUNDO, CA
Past

July 22, 2009 - March 5, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
EL SEGUNDO, CA
Past

May 15, 2008 - June 9, 2009

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
WAVERLY, IA
Past

May 14, 2008 - June 9, 2009

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

August 31, 2007 - May 6, 2008

LPL FINANCIAL LLC

RIA
CRD#: 6413
CITRUS HEIGHTS, CA
Past

August 30, 2007 - May 6, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
CITRUS HEIGHTS, CA
Past

May 3, 2006 - November 6, 2007

SECU BROKERAGE SERVICES

RIA
CRD#: 19899
CITRUS HEIGHTS, CA
Past

May 3, 2006 - November 6, 2007

SECU BROKERAGE SERVICES

BD
CRD#: 19899
CITRUS HEIGHTS, CA
Past

November 16, 2005 - May 5, 2006

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
CITRUS HEIGHTS, CA
Past

March 15, 2005 - May 5, 2006

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
CITRUS HEIGHTS, CA
Past

October 8, 2004 - February 22, 2005

SECU BROKERAGE SERVICES

RIA
CRD#: 19899
SACRAMENTO, CA
Past

October 8, 2004 - February 22, 2005

SECU BROKERAGE SERVICES

BD
CRD#: 19899
RALEIGH, NC
Past

January 28, 2004 - October 7, 2004

IFMG SECURITIES, INC.

RIA
CRD#: 14416
SACRAMENTO, CA
Past

December 10, 2003 - October 7, 2004

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

March 14, 2003 - December 8, 2003

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
SACRAMENTO, CA
Past

March 14, 2003 - December 8, 2003

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
ST. PAUL, MN
Past

June 29, 2000 - March 6, 2003

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOS ANGELES, CA
Past

May 30, 2000 - March 6, 2003

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

December 20, 1999 - June 6, 2000

GUARANTY BROKERAGE SERVICES, INC.

BD
CRD#: 23302
ST. CLOUD, MN
Past

February 1, 1999 - December 16, 1999

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

November 13, 1998 - March 19, 1999

CAL FED INVESTMENTS

BD
CRD#: 19631
SACRAMENTO, CA
Past

January 30, 1995 - November 9, 1998

DFC INVESTOR SERVICES

BD
CRD#: 18558
CHINO HILLS, CA
Past

September 28, 1994 - January 19, 1995

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
ST. PAUL, MN
Past

March 7, 1994 - April 13, 1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

BD
CRD#: 14229
NORTHRIDGE, CA
Past

June 18, 1993 - March 8, 1994

COLONIAL INVESTMENT SERVICES

BD
CRD#: 25929
Past

May 30, 1992 - August 14, 1992

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

December 10, 1990 - June 30, 1992

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

January 2, 1990 - November 1, 1990

PACIFIC FIRST SECURITIES, LTD.

BD
CRD#: 18021
Past

July 19, 1989 - January 10, 1990

INTEGRATED RESOURCES INVESTMENT CENTERS, INC.

BD
CRD#: 14338
NEW YORK, NY
Past

April 27, 1988 - April 6, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

September 1, 1987 - May 4, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

January 21, 1987 - September 11, 1987

WADDELL & REED

BD
CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HUB INVESTMENT PARTNERS, LLC
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA
Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/17/2023)
IAR
Colorado
(10/4/2024)
IAR
Florida
(6/13/2024)
IAR
New Mexico
(1/5/2022)
IAR
New York
(10/5/2024)
IAR
South Dakota
(3/1/2024)
IAR
Texas
(8/17/2023)
IAR
Washington
(3/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/14/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/19/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/11/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/11/2022
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/11/2022
Registered Options Principal Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA
Registered Investment Advisory firm - (4/1/2020 Approved)
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Contact information

Main Address
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746
Mailing Address
Phone number
(512) 600-5390
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (1/23/2026)

Regulatory assets under management

Total Number of Accounts8,633
AUM (Assets Under Management)$ 8,979,977,344

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
04/29/2025
Cover Page
Report
01/29/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUB INVESTMENT PARTNERS, LLC

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956Albuquerque, NM 87110

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