Roger K. Greenway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Kent Greenway was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1992. Roger had worked at 9 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - September 1, 2021
FENIX SECURITIES, LLC
May 24, 2013 - November 14, 2017
TRIAD ADVISORS LLC
September 6, 2005 - May 1, 2013
TRUIST INVESTMENT SERVICES, INC.
December 2, 2004 - December 3, 2004
CONSUMER CONCEPTS INVESTMENTS, INC.
October 23, 2001 - February 4, 2003
WAVELAND CAPITAL PARTNERS LLC
July 20, 2001 - August 15, 2001
EMPIRE FINANCIAL GROUP, INC.
August 31, 1999 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
July 28, 1998 - August 31, 1999
WMA SECURITIES, INC.
July 16, 1992 - March 24, 1997
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/6/2024
General Securities Representative ExaminationSeries 52TO
Date: 2/6/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 2/6/2024
Operations Professional ExaminationCurrent Firm
FENIX SECURITIES, LLC
CRD#: 159481 / SEC#: , 8-68988
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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