Michael W. Fagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Fagan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 1999 - April 10, 2000
SEABOARD SECURITIES, INC.
September 29, 1997 - November 20, 1997
WALDRON & CO., INC.
July 15, 1997 - August 30, 1997
SMITH CULVER INVESTMENTS
November 7, 1996 - November 21, 1996
PARAGON CAPITAL MARKETS, INC.
August 7, 1996 - October 10, 1996
GLOBAL STRATEGIES GROUP, INC.
March 4, 1996 - July 29, 1996
H.J. MEYERS & CO., INC.
August 3, 1995 - February 28, 1996
L.B. SAKS, INC.
November 15, 1994 - April 17, 1995
JOSEPHTHAL & CO., INC.
June 3, 1994 - August 30, 1994
A.S. GOLDMEN & CO., INC.
October 28, 1993 - May 4, 1994
GRUNTAL & CO., L.L.C.
November 14, 1991 - October 27, 1993
A.S. GOLDMEN & CO., INC.
April 12, 1991 - June 4, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
