Jackson D. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jackson Dewitt King, who also goes by Jack Dewitt King, Jackson D King, was a registered financial professional .
Jackson is a previously registered financial professional and started their career in finance in 1995. Jackson had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2022 - April 21, 2026
FIRST CITIZENS INVESTOR SERVICES, INC.
January 24, 2022 - April 21, 2026
FIRST CITIZENS INVESTOR SERVICES, INC.
February 13, 2020 - December 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2020 - December 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 9, 2018 - February 13, 2020
CAPITAL RESEARCH ADVISORS, LLC
January 18, 2018 - April 5, 2018
CEROS FINANCIAL SERVICES, INC.
February 6, 2014 - March 16, 2018
HAMMOND ILES WEALTH ADVISORS
January 18, 2013 - January 21, 2016
SECURITIES SERVICE NETWORK, LLC
April 1, 1998 - September 8, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 27, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
June 6, 1995 - April 2, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 6, 1995 - April 2, 1997
OSAIC FA, INC.
Primary Firm SEC Registration
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2026 | ||
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
