JN
John S. Nielsen
THETFORD INVESTMENT MANAGEMENT
RICHMOND, VA 23230-1819
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CRD#: 1605636
JN
Professional summary
John Sigurd Nielsen is a registered financial advisor currently at THETFORD INVESTMENT MANAGEMENT, INC. located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Sigurd Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2019 - Present
THETFORD INVESTMENT MANAGEMENT, INC.
Office #1: 5516 Falmouth Street Suite 300, Richmond, VA 23230-1819RIA
CRD#: 113426
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/11/2019)
IAR
North Carolina(7/11/2019)
IAR
Virginia(7/11/2019)
Exams
Current Firm
TI
THETFORD INVESTMENT MANAGEMENT, INC.
THETFORD INVESTMENT MANAGEMENT, INC.
CRD#: 113426 / SEC#: 801-28429
RIA
Registered Investment Advisory firm - (4/6/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/11/2019 Approved)North Carolina
Registered Investment Advisory firm - (4/6/2020 Approved)Virginia
Registered Investment Advisory firm - (4/5/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Midlothian, VA
Mailing Address
P.o. Box 89, West Point, VA 23181-0089
Phone number
(804) 782-9338
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 60,044,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/15/2025 | ||
| 10/28/2024 | ||
| 09/22/2023 | ||
| 10/27/2022 |
Red Flags
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Company Information
THETFORD INVESTMENT MANAGEMENT, INC.
CRD#: 113426Richmond, VA 23230-1819TRUST BUT VERIFY
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