Marc Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Harrison was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1986. Marc had worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1999 - April 30, 2026
REID & RUDIGER LLC
April 9, 1999 - November 2, 1999
EMMETT A LARKIN COMPANY, INC.
August 18, 1989 - April 21, 1999
GRUNTAL & CO., L.L.C.
January 3, 1989 - August 28, 1989
JOSEPHTHAL & CO., INC.
August 15, 1988 - September 13, 1989
MARKETFIELD SECURITIES LIMITED
April 21, 1988 - July 25, 1988
NORTH AMERICAN INVESTMENT CORP.
September 15, 1987 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
December 23, 1986 - September 24, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
