CB
Charles T. Brown
IPI WEALTH MANAGEMENT
Kennett, MO 63857
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CRD#: 1605521
CB
Professional summary
Charles Thomas Brown, who also goes by Charlie Brown, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Kennett, Missouri and INVESTMENT PLANNERS, INC. located in Kennett, Missouri.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charlie Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BAKER WELMAN AND BROWN INSURANCE- FIXED INSURANCE AGENT AND PRESIDENT- 204 ST. FRANCIS STREET KENNETT, MO 63857. NOT INVESTMENT RELATED. 160 HOURS A MONTH ALL DURING TRADING HOURS. 1982-PRESENT. 2)BAKER WELMAN AND BROWN FINANCIAL SERVICES-DBA-PROVIDE FINANCIAL SERVICES AND SALES- 1982- PRESENT. INVESTMENT RELATED. 160 HOURS A MONTH ALL DURING MARKET HOURS. 204 ST. FRANCIS STREET KENNETT, MO 63857. 3) PRECISION INSURANCE & FINANCIAL SERVICES, INC. - 2625 S. BROADWAY SALEM, IL 62881 - OCT 2003 - CONSULTANT/SHAREHOLDER OF P&C INSURANCE AGENCY - 1 HR MONTH / 0 DURING TRADING HOURS. 4) BOY SCOUT TROOP 4272 (AFFILIATED WITH KIWANIS CLUB OF KENNETT, MO) AND CUB SCOUT PACK 4089 (AFFILIATED WITH KIWANIS CLUB OF KENNETT, MO) - UNIT COMMITTEE CHAIRMAN - JAN 2017 - KENNETT, MO - 4 HRS PER MONTH / O DURING TRADING HOURS. 5) AMERICAN AGENCY INSURANCE GRUOP INC., 3494 JEFFCO BLVD., ARNOLD, MO 63101 -PRESIDENT STARTING JANUARY 2025. NOT INVESTMENT RELATED, NO COMPENSTION. 4 HOURS PER MONTH DURING REGULAR MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Thomas Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2020 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 204 St. Francis St., Kennett, MO 63857RIA
CRD#: 111872
Kennett, MO
Current
June 16, 2017 - Present
INVESTMENT PLANNERS, INC.
Office #1: 204 St. Francis Street, Kennett, MO 63857BD
CRD#: 18557
Kennett, MO
Past
May 28, 2017 - July 14, 2017
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
SCHAUMBURG, IL
Past
August 25, 2003 - June 19, 2017
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
KENNETT, MO
Past
January 4, 1999 - August 26, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 14, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
September 8, 1987 - January 14, 1992
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/9/2023)
RR
Arkansas(6/16/2017)
RR
California(11/15/2024)
RR
Missouri(6/16/2017)
IAR
Missouri(1/29/2020)
RR
North Carolina(6/16/2017)
RR
Tennessee(6/16/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/26/1993
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872Kennett, MO 63857TRUST BUT VERIFY
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