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LA

Louis A. Almerini

MEDIOBANCA SECURITIES USA LLC
New York, NY 10018
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CRD#: 1605183
LA

Professional summary


Louis Achille Almerini, who also goes by Lou Almerini, is a registered financial professional currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York and DEER ISLE CAPITAL, LLC located in East Hampton, New York.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1988. Louis has worked at 23 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lou Almerini

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Louis Achille Almerini's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2016 - Present

MEDIOBANCA SECURITIES USA LLC

Office #1: 1450 Broadway 37th Floor, New York, NY 10018Office #2: 1450 Broadway 37th Floor, New York, NY 10018
BD
CRD#: 143189
New York, NY
Current

November 14, 2016 - Present

DEER ISLE CAPITAL, LLC

Office #1: 18 Good Friend Drive, East Hampton, NY 11937
BD
CRD#: 146269
EAST HAMPTON, NY
Current

March 3, 2020 - Present

CHURCHILL CAPITAL USA, INC.

Office #1: 10 East 53rd Street 17th Floor, New York, NY 10022
BD
CRD#: 143278
New York, NY
Current

May 7, 2021 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739
BD
CRD#: 23407
Little Silver, NJ
Current

November 1, 2021 - Present

SUMMIT TRAIL SECURITIES, LLC

Office #1: 2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017Office #2: 2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017
BD
CRD#: 285784
New York, NY
Current

November 1, 2023 - Present

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Office #1: 30b Vreeland Road Ste 210, Florham Park, NJ 07932
BD
CRD#: 41282
Florham Park, NJ
Current

January 5, 2024 - Present

MAYHILL AGENCY, LLC

Office #1: 44 Church Street, Little Silver, NJ 07739
BD
CRD#: 6237
Little Silver, NJ
Current

May 17, 2024 - Present

FE CAPITAL MARKETS

Office #1: 101 Greenwich Street, Suite 506, New York, NY 10006
BD
CRD#: 314943
New York, NY
Past

April 6, 2023 - November 3, 2025

GREAT PINE INVESTMENTS LLC

BD
CRD#: 31538
MIAMI, FL
Past

June 24, 2022 - May 9, 2023

ENIGMA SECURITIES INC.

BD
CRD#: 306183
New York, NY
Past

October 25, 2021 - June 23, 2025

SECUREVEST FINANCIAL GROUP

BD
CRD#: 10100
MORRISTOWN, NJ
Past

March 7, 2019 - June 1, 2021

NYPPEX, LLC

BD
CRD#: 47654
LANSING, MI
Past

January 25, 2019 - April 30, 2019

OPES BESPOKE SECURITIES LLC

BD
CRD#: 129841
NEW YORK, NY
Past

February 27, 2018 - June 6, 2018

OCP CAPITAL, LLC

BD
CRD#: 143381
WELLINGTON, FL
Past

July 20, 2017 - December 31, 2018

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

March 1, 2017 - October 1, 2019

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
NEW YORK, NY
Past

February 1, 2017 - June 29, 2018

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
NEW YORK, NY
Past

November 17, 2016 - August 11, 2017

TELEMETRY SECURITIES, L.L.C.

BD
CRD#: 47042
NEW YORK, NY
Past

September 2, 2016 - January 17, 2020

BIDS TRADING L.P.

BD
CRD#: 141296
NEW YORK, NY
Past

February 17, 2011 - July 21, 2016

PINEBRIDGE SECURITIES LLC

BD
CRD#: 5967
NEW YORK, NY
Past

April 19, 2010 - January 21, 2011

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

BD
CRD#: 126935
NEW YORK, NY
Past

April 19, 2010 - January 21, 2011

KELLOGG CAPITAL MARKETS, LLC

BD
CRD#: 118790
NEW YORK, NY
Past

March 31, 1988 - May 5, 1995

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


FC
FE CAPITAL MARKETS
FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC

CRD#: 314943 / SEC#: , 8-70796

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
101 Greenwich Street Suite 506, New York, NY 10006
Mailing Address
101 Greenwich Street Suite 506, New York, NY 10019
Phone number
(800) 403-9067
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
February
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FE INTERNATIONAL, INC.DIRECT OWNER
ALMERINI, LOUIS ACHILLEFINOP1605183
MATTIOLI, DIANNE PALUMBOCHIEF COMPLIANCE OFFICER714971
UNGERLEIDER, GRANVILLE ANGENYGENERAL SECURITIES PRINCIPAL451700

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FE CAPITAL MARKETS

CRD#: 314943New York, NY 10018

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