David M. Pintaric

OSAIC WEALTH

YOUNGSTOWN, OH 44505

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CRD#: 1605115

Professional summary

David Michael Pintaric is a registered financial advisor currently at OSAIC WEALTH, INC. located in Youngstown, Ohio.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**WLLIAM R PINTARIC & ASSOCIATES, LLC POSITION: Owner NATURE: William R Pintaric & Associates, LLC is the company is which I will employ staff to support my OSJ activities. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: William R Pintaric & Associates, LLC is the company is which I will employ staff to support my OSJ activities. **WILLIAM R PINTARIC & ASSOCIATES, LLC POSITION: Sales NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/16/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: Life insurance sales **DAVID PINTARIC RACING POSITION: Driver NATURE: Professional automobile racing INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1105 Fox Den Trail, Canfield OH 44406 DESCRIPTION: Automobile racing **PINTARIC IRREVOCABLE TRUST POSITION: Trustee NATURE: Trustee of Pintaric Irrevocable Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1105 Fox Den Trail, Canfield OH 44406 DESCRIPTION: I am trustee of my daughter's Irrevocable trust **SAA POSITION: IAR NATURE: Investment Advisory Representative with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/16/2019 ADDRESS: 4407 Belmont Ave, Youngstown OH 44505 DESCRIPTION: Investment Advisor Representative **SCOOP MEDIA, LLC POSITION: 10% owner NATURE: Scoop Media, LLC; a web-based discussions board focused on Ohio State college football. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2022 ADDRESS: 2515 Bryn Mawr Drive, Lewis Center OH 43035, United States DESCRIPTION: I have been asked to invest in to this LLC. My role as a 10% owner of the LLC will to help manage the other two members who will own 45% of the LLC each. I will also help with strategic decisions of the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Pintaric's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Michael Pintaric's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4407 Belmont Ave, Youngstown, OH 44505

RIA

CRD#: 23131

YOUNGSTOWN, OH

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4407 Belmont Ave, Youngstown, OH 44505

RIA

CRD#: 23131

YOUNGSTOWN, OH

Past

September 18, 2019 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

YOUNGSTOWN, OH

Past

September 18, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

YOUNGSTOWN, OH

Past

January 30, 2015 - July 1, 2019

STONEX ADVISORS INC.

RIA

CRD#: 174182

Youngstown, OH

Past

December 16, 2014 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

YOUNGSTOWN, OH

Past

October 8, 2014 - July 15, 2016

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

Past

September 12, 2014 - July 1, 2019

STONEX SECURITIES INC.

CRD#: 18456

YOUNGSTOWN, OH

Past

December 23, 1986 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/14/2024)

Arizona
(7/10/2024)

California
(6/28/2024)

Colorado
(6/14/2024)

Connecticut
(7/19/2024)

Delaware
(6/14/2024)

Florida
(6/14/2024)

Georgia
(7/1/2024)

Illinois
(6/14/2024)

Indiana
(6/14/2024)

Kansas
(6/28/2024)

Kentucky
(7/2/2024)

Maine
(7/2/2024)

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Michigan
(7/2/2024)

Missouri
(6/14/2024)

Nebraska
(6/28/2024)

New Jersey
(6/14/2024)

New Mexico
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

IAR

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

IAR

Ohio
(6/14/2024)

Pennsylvania
(6/14/2024)

IAR

Pennsylvania
(6/14/2024)

South Carolina
(7/3/2024)

Tennessee
(7/1/2024)

Texas
(6/14/2024)

IAR

Texas
(9/26/2024)

Virginia
(6/14/2024)

Washington
(6/14/2024)

West Virginia
(6/14/2024)

Wisconsin
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/5/1994

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/29/1994

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/13/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Pintaric

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Pintaric's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David Michael Pintaric's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

STONEX ADVISORS INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/1995

Series 63

Date: 2/10/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1986

Series 4

Date: 12/5/1994

Series 27

Date: 4/29/1994

Series 24

Date: 1/13/1989

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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