Harold E. Peterson

MISSION HILL ADVISORS

AUSTIN, TX 78703

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CRD#: 1605103

Professional summary

Harold Everett Peterson JR, CIMA®, who also goes by Hal Peterson, is a registered financial advisor currently at MISSION HILL ADVISORS, LLC located in Austin, Texas.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Harold has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hal Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Everett Peterson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 6, 2022 - Present

MISSION HILL ADVISORS, LLC

Office #1: 1100 W. 6th St., Austin, TX 78703

RIA

CRD#: 171866

AUSTIN, TX

Past

December 17, 2019 - December 31, 2021

MISSION HILL ADVISORS, LLC

RIA

CRD#: 171866

AUSTIN, TX

Past

January 14, 2019 - November 21, 2019

COLUMBIA PACIFIC WEALTH MANAGEMENT

RIA

CRD#: 156225

Austin, TX

Past

January 9, 2019 - January 12, 2019

MISSION HILL ADVISORS, LLC

RIA

CRD#: 171866

AUSTIN, TX

Past

September 16, 2014 - December 31, 2018

MISSION HILL ADVISORS, LLC

RIA

CRD#: 171866

AUSTIN, TX

Past

February 21, 2001 - May 27, 2014

MASLOW WEALTH ADVISORS

RIA

CRD#: 107722

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2000

Uniform Investment Adviser Law Examination

Current Firm

MISSION HILL ADVISORS, LLC

CASTLE HILL ADVISORS, LLC | PETERSON, HAROLD EVERETT | MISSION HILL ADVISORS, LLC

CRD#: 171866 / SEC#: 801-117799

RIA

Registered Investment Advisory firm - (8/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/6/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1100 W. 6th St., Austin, TX 78703

Mailing Address

Phone number

(512) 829-0622

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 148,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold E. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Everett Peterson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSION HILL ADVISORS, LLC

MISSION HILL ADVISORS, LLC

COLUMBIA PACIFIC WEALTH MANAGEMENT

MISSION HILL ADVISORS, LLC

MISSION HILL ADVISORS, LLC

MASLOW WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2000

Current Firm

MISSION HILL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MISSION HILL ADVISORS, LLC

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