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Michael Thomas Nobile

Michael T. Nobile

CRESCENT STERLING LTD.
METAIRIE, LA 70006-6804
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CRD#: 1605003
Michael Thomas Nobile

Professional summary


Michael Thomas Nobile, CFP®, who also goes by Mike Nobile, is a registered financial advisor currently at CRESCENT STERLING LTD. located in Metairie, Louisiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mike Nobile

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
#1) FINRA OFFICE OF DISPUTE RESOLUTION BOCA CENTER TOWER 1 5200 TOWER CENTRAL CIRCLE, SUITE 200 BOCA RATON, FL 33486 ARBITRATION - FINRA CASE ARBITRATOR SINCE 1990 - PRESENT ACTIVITY: I HEAR ARBITRATION CASES (1-2 PER YR) #2) RIVERLANDS INSURANCE SERVICES, INC 13919 RIVER ROAD, SUITE 110 LULING, LA 70070 INDEPENDENT PROPERTY & CASUALTY AGENCY - MINORITY OWNER - NOT INVOLVED IN DAILY ACTIVITIES OR INSURANCE SALES. SINCE 04/2009 - PRESENT ACTIVITY: TIME REQUIREMENT IS 1 - 2 HOURS PER MONTH. #3) BROKER ONE SOLUTION INC 13919 RIVER ROAD, SUITE 110 LULING, LA 70070 INSURANCE BROKERAGE - PARTNER/SHAREHOLDER - NOT INVOLVED IN DAILY ACTIVITIES OR INSURANCE SALES. SINCE 01/2010 - PRESENT ACTIVITY: TIME REQUIREMENT IS 1 - 2 HOURS PER MONTH. #4) NOBILE-DUHE HOLDINGS LLC. 2295 TEXAS STREET, SUITE B, LUTCHER, LA 70071 FAMILY HOLDING COMPANY FOR INHERITED PROPERTY - CO-MANAGER SINCE 02/2011 - PRESENT ACTIVITY: TIME REQUIREMENT IS LESS THAN 1 HOUR PER QUARTER.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Thomas Nobile's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1993

Experience


Current

June 10, 2011 - Present

CRESCENT STERLING LTD.

Office #1: 4415 Shores Drive Suite 250, Metairie, LA 70006-6804
RIA
CRD#: 106633
METAIRIE, LA
Past

April 25, 2006 - July 31, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
NEW ORLEANS, LA
Past

June 2, 2004 - July 31, 2007

TD AMERITRADE, INC.

RIA
CRD#: 7870
NEW ORLEANS, LA
Past

February 11, 2004 - July 31, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW ORLEANS, LA
Past

November 3, 2003 - February 11, 2004

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
BIRMINGHAM, AL
Past

June 19, 2003 - November 6, 2003

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

November 17, 1987 - January 22, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

December 26, 1986 - January 22, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CRESCENT STERLING LTD.
CRESCENT STERLING LTD | CRESCENT STERLING LTD.

CRD#: 106633 / SEC#: 801-41821

RIA
Registered Investment Advisory firm - (7/1/1992 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(6/7/2012)
IAR
Louisiana
(6/10/2011)
IAR
Texas
(6/10/2011)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/25/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/2/1990
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


CS
CRESCENT STERLING LTD.
CRESCENT STERLING LTD | CRESCENT STERLING LTD.

CRD#: 106633 / SEC#: 801-41821

RIA
Registered Investment Advisory firm - (7/1/1992 Approved)
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Contact information


Main Address
4415 Shores Drive Suite 250, Metairie, LA 70006-6804
Mailing Address
Phone number
(504) 885-1135
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CRESCENT STERLING LTD FORM ADV PART 2A 20250331 (3/28/2025)

Regulatory assets under management


Total Number of Accounts461
AUM (Assets Under Management)$ 214,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRESCENT STERLING LTD.

CRD#: 106633Metairie, LA 70006-6804

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