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Peter Edward Ruel

CRD# 1604884·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Edward Ruel was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1986 - 2018. Peter had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CUTTER & COMPANY, INC.·CRD# 22449
BD
Ballwin, MO
March 2, 2018 - April 16, 2018
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
February 13, 2001 - September 15, 2017
D.C. CAPITAL, LLC·CRD# 103826
BD
Syosset, NY
August 17, 2000 - May 30, 2001
WIN CAPITAL CORP.·CRD# 36172
BD
Bayville, NY
February 25, 2000 - September 11, 2000
WIN CAPITAL CORP.·CRD# 36172
BD
Bayville, NY
May 14, 1999 - January 27, 2000
JEFFERIES LLC·CRD# 2347
BD
New York, NY
December 14, 1994 - February 24, 1998
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
July 23, 1991 - December 20, 1994
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
May 21, 1990 - May 22, 1991
FIRST OF MICHIGAN CORPORATION·CRD# 311
BD
Detroit, MI
December 23, 1986 - May 9, 1990

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Current Firm

C&
CUTTER & COMPANY, INC.

CUTTER & COMPANY, INC. | CUTTER AND COMPANY BROKERAGE, INC.

CRD#: 22449 / SEC#: 801-62329, 8-39590
BD
Terminated by SEC on 07/21/2025

Contact Information

Main Address

15415 Clayton Road, Ballwin, MO 63011

Phone Number

(636) 537-8770

Established

Missouri since 03/11/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

48

Documents

Latest Form ADV

Part 2 Brochures

CUTTER & COMPANY ADV PART 2 (3/27/2025)

Direct owners and executive officers

NamePositionCRD#
PROSPERA FINANCIAL, LLCHOLDING COMPANY—
CASTIGLIONI, DEBORAH MARIECEO1937591
CASTIGLIONI, DEBORAH MARIECCO1937591

Regulatory Assets Under Management

Total Number of Accounts

2,368

AUM (Assets Under Management)

$937,030,989

Disclosures

Arbitration

1

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/13/2025Cover PageReport
12/19/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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