Michael J. Cajthaml
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Cajthaml SR, CFP®, who also goes by Cy Cajthaml, Michael Joseph Cajthaml, Mike Cajthaml, Mike Cy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
January 2, 2025 - August 11, 2026
AE WEALTH MANAGEMENT, LLC
December 4, 2019 - December 31, 2022
CREATIVEONE SECURITIES, LLC
December 6, 2016 - December 17, 2019
AE WEALTH MANAGEMENT, LLC
January 6, 2016 - December 7, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
April 30, 2015 - November 25, 2015
GRADIENT SECURITIES, LLC
April 30, 2015 - November 25, 2015
GRADIENT SECURITIES, LLC
September 23, 2014 - May 11, 2015
DOWER STRATEGIC CAPITAL, INC.
August 21, 2012 - April 15, 2014
CREATIVEONE SECURITIES, LLC
August 21, 2012 - April 15, 2014
CREATIVEONE SECURITIES, LLC
January 31, 2007 - December 31, 2010
INVESTMENT ADVISORS CORP
January 31, 2007 - December 31, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
March 7, 2006 - December 31, 2006
CETERA WEALTH SERVICES, LLC
March 26, 2003 - December 31, 2006
CETERA WEALTH SERVICES, LLC
March 1, 1999 - March 31, 2003
LOCUST STREET SECURITIES, INC.
February 21, 1995 - December 31, 1998
NATIONAL PLANNING CORPORATION
January 9, 1990 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
May 8, 1989 - January 23, 1990
TOWER SQUARE SECURITIES, INC.
March 6, 1987 - April 15, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
December 19, 1986 - April 15, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
