Michael J. Cajthaml

AE WEALTH MANAGEMENT

Overland Park, KS 66213

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CRD#: 1604873

Professional summary

Michael Joseph Cajthaml SR, CFP®, who also goes by Cy Cajthaml, Michael Joseph Cajthaml, Mike Cajthaml, Mike Cy, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cy Cajthaml | Michael Joseph Cajthaml | Mike Cajthaml | Mike Cy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pareto Systems; Not investment related; 2604 1593 Sutherland Ave. #101 Kelowna, BC V1Y 5Y7; Practice Management; Practice Management Coach; Start Date: 07/2022; 60 hrs/mo; 60 hrs/mo during trading hours; Client Coach teaching practice management system.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Cajthaml SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 2, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 12829 Mastin St, Overland Park, KS 66213

RIA

CRD#: 282580

Overland Park, KS

Past

December 4, 2019 - December 31, 2022

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

OVERLAND PARK, KS

Past

December 6, 2016 - December 17, 2019

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

OVERLAND PARK, KS

Past

January 6, 2016 - December 7, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Overland Park, KS

Past

April 30, 2015 - November 25, 2015

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Overland Park, KS

Past

April 30, 2015 - November 25, 2015

GRADIENT SECURITIES, LLC

CRD#: 127701

Overland Park, KS

Past

September 23, 2014 - May 11, 2015

DOWER STRATEGIC CAPITAL, INC.

RIA

CRD#: 155683

OVERLAND PARK, KS

Past

August 21, 2012 - April 15, 2014

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

LEAWOOD, KS

Past

August 21, 2012 - April 15, 2014

CREATIVEONE SECURITIES, LLC

CRD#: 152974

LEAWOOD, KS

Past

January 31, 2007 - December 31, 2010

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

OVERLAND PARK, KS

Past

January 31, 2007 - December 31, 2010

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

LEAWOOD, KS

Past

March 7, 2006 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MCHENRY, IL

Past

March 26, 2003 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MCHENRY, IL

Past

March 1, 1999 - March 31, 2003

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

February 21, 1995 - December 31, 1998

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

January 9, 1990 - December 31, 1994

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 8, 1989 - January 23, 1990

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

March 6, 1987 - April 15, 1989

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

Past

December 19, 1986 - April 15, 1989

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/18/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Cajthaml

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Cajthaml SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

DOWER STRATEGIC CAPITAL, INC.

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

LOCUST STREET SECURITIES, INC.

NATIONAL PLANNING CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/1991

SIE

Date: 11/25/2015

Series 6

Date: 12/18/1986

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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