JA
Julius W. Aebly
LYTLE INVESTMENTS
Grand Island, NY 14072
Some features on this profile are disabled
CRD#: 1604730
JA
Professional summary
Julius William Aebly JR is a registered financial advisor currently at LYTLE INVESTMENTS located in Grand Island, New York and OSAIC WEALTH, INC. located in Grand Island, New York.
Julius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Julius has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AEBLY AND ASSOCIATES INSURANCE SERVICES, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1977 ADDRESS: 1471 UNION RD West Seneca NY 14224, United States DESCRIPTION: President and 100% owner. Sell group medical, dental, life & disability insurance, long term care, individual life insurance. 2. AEBLY & ASSOCIATES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2008 ADDRESS: 12125 Townsend Rd., Springville NY 14141, United States DESCRIPTION: Own commercial buildings/real estate 3. AEBLY AND ASSOCIATES INSURANCE SERVICES 401(K) PLAN POSITION: Trustee NATURE: 401(k) Plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1977 ADDRESS: 1471 UNION RD West Seneca NY 14224, United States, West Seneca NY 14224, United States DESCRIPTION: Trustee duties 4. ALPHA ASSOCIATES, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2008 ADDRESS: So. Main Street, Batavia NY 14020, United States DESCRIPTION: Owner, responsible for sale and servicing of property & casualty insurance. 5. RISK TRANSFER SOLUTIONS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2012 ADDRESS: 1471 UNION RD West Seneca NY 14224, United States, West Seneca NY 14224, United States DESCRIPTION: 50% owner. Consult with other owner regarding insurance strategies for clients. 6. LYTLE INVESTMENTS POSITION: President & 100% Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2018 ADDRESS: 101 Lang Boulevard, Grand Island NY 14072, United States DESCRIPTION: Person in-charge of Independent Investment Advisory firm. 7. LYTLE ASSOCIATES POSITION: President & 100% Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2017 ADDRESS: 101 Lang Boulevard, Grand Island NY 14072, United States DESCRIPTION: Owner of firm selling fixed insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Julius William Aebly JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2018 - Present
LYTLE INVESTMENTS
Office #1: 101 Lang Boulevard, Grand Island, NY 14072RIA
CRD#: 297591
Grand Island, NY
Current
October 27, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 101 Lang Blvd, Grand Island, NY 14072RIA
BD
CRD#: 23131
Grand Island, NY
Past
February 27, 2018 - August 13, 2018
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
May 14, 1990 - December 18, 1992
OSAIC FS, INC.
BD
CRD#: 3870
Past
May 3, 1990 - May 9, 1990
ROBERT TODD FINANCIAL CORP.
BD
CRD#: 7423
Past
February 13, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
January 25, 1990 - January 26, 1990
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
May 20, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
BD
CRD#: 15655
Past
February 2, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
BD
CRD#: 10474
Past
December 23, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
BD
CRD#: 6621
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LYTLE INVESTMENTS
LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
RIA
Registered Investment Advisory firm - (7/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(2/26/2018)
IAR
New York(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LYTLE INVESTMENTS
LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
RIA
Registered Investment Advisory firm - (7/12/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
101 Lang Boulevard, Grand Island, NY 14072
Mailing Address
Phone number
(716) 773-6626
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 66,695,837 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 12/26/2024 | ||
| 10/25/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LYTLE INVESTMENTS
CRD#: 297591Grand Island, NY 14072TRUST BUT VERIFY
Monitor Julius Aebly
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
