Jerry Gruenbaum
Professional summary
Jerry Gruenbaum was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerry is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Jerry had worked at 7 firms, which includes GORDON & CO., PURITAN CAPITAL L.L.C., FIRST UNION SECURITIES INC., BENCHMARK SECURITIES GROUP INC., LINCOLN FINANCIAL DISTRIBUTORS INC., ARGO CAPITAL CORPORATION, NORTH AMERICAN INVESTMENT CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - March 17, 2011
GORDON & CO.
November 14, 2005 - December 31, 2011
PURITAN CAPITAL, L.L.C.
April 22, 2004 - September 6, 2011
FIRST UNION SECURITIES, INC.
October 17, 2002 - January 6, 2003
BENCHMARK SECURITIES GROUP, INC.
September 9, 1988 - June 7, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 21, 1987 - September 7, 1988
ARGO CAPITAL CORPORATION
December 26, 1986 - August 26, 1987
NORTH AMERICAN INVESTMENT CORP.
State Registrations and Notice Filings
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Exams
Current Firm
GORDON & CO.
CRD#: 11391 / SEC#: , 8-16818
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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