Jon R. Konchar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Robert Konchar was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1987. Jon had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2007 - May 23, 2013
HEARTLAND INVESTMENT ASSOCIATES, INC.
January 10, 2003 - December 31, 2005
HEARTLAND INVESTMENT ASSOCIATES, INC.
March 21, 1995 - December 31, 2001
HEARTLAND INVESTMENT ASSOCIATES, INC.
February 24, 1987 - May 21, 1993
AEGON USA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEARTLAND INVESTMENT ASSOCIATES, INC.
CRD#: 26974 / SEC#: , 8-42777
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
