Joseph J. Maslar

MASLAR FINANCIAL

Bradenton, FL

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CRD#: 1604664

Professional summary

Joseph James Maslar, CFP® is a registered financial advisor currently at MASLAR FINANCIAL located in Bradenton, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joseph has worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Maslar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 25, 2019 - Present

MASLAR FINANCIAL

RIA

CRD#: 293840

Bradenton, FL

Past

April 21, 2009 - August 26, 2009

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

TRINITY, FL

Past

January 12, 2009 - August 26, 2009

INVESTACORP, INC.

CRD#: 7684

TRINITY, FL

Past

November 13, 2003 - April 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

November 3, 2003 - April 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 15, 2003 - November 24, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TAMPA, FL

Past

July 16, 2003 - November 24, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

December 26, 1986 - June 15, 1990

OSAIC FS, INC.

CRD#: 3870

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/12/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/15/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/9/2009

General Securities Representative Examination

Current Firm

MASLAR FINANCIAL

MASLAR FINANCIAL | MASLAR FINANCIAL, INC.

CRD#: 293840 / SEC#:

Florida

Registered Investment Advisory firm - (1/25/2019 Approved)

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Contact information

Main Address

Bradenton, FL

Mailing Address

Phone number

(941) 343-3001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 2,548,234

Red Flags

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Joseph J. Maslar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Maslar's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2018

Series 66

Date: 1/12/2009

Series 63

Date: 1/15/1987

Series 7

Date: 1/9/2009

Current Firm

MASLAR FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MASLAR FINANCIAL

TRUST BUT VERIFY

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